Earlier this year, the Securities and Exchange Commission (the “SEC”) introduced a new filing system, referred to as EDGAR Next, which establishes an authentication process for EDGAR filers seeking to ...
The essential fact of insider trading is that there is a gap between when the insiders of a company know something and when it becomes public. The chief financial officer will get the draft earnings ...
Oct 17 (Reuters) - The U.S. Securities and Exchange Commission told Reuters that it was "unclear" whether the dozens of recent filings by asset managers to issue highly leveraged ETFs would be ...
After the government reopened on November 13, 2025, the United States Securities and Exchange Commission (SEC) issued a statement including questions and answers (Q&A) related to filings made during ...
Not long ago, I was speaking with a controller at a medium capitalization (mid-cap) company who told me she had spent nearly 300 hours last quarter reconciling spreadsheets for her SEC filings. She ...
Key financial information was sporadically unavailable Monday on the US Securities and Exchange Commission’s corporate filings database. “Intermittent issues are preventing the display of disseminated ...
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