JD Supra

Operational Incident Reporting: UK Financial Regulators Propose New Rules

The Financial Conduct Authority (FCA), Prudential Regulation Authority (PRA) and Bank of England are consulting on proposals to require firms to report operational incidents and material third party ...
Nasdaq

BIC: Standardizing capital requirements for operational risk

The push for standardization under Basel III continues, bringing significant changes to how banks calculate capital requirements for operational risk. Against this backdrop, the European Banking ...
Business Wire

insightsoftware Launches Angles Professional for Oracle to Automate Recurring Operational Reports at the Gartner Data & Analytics Summit 2023

ORLANDO, Fla.--(BUSINESS WIRE)--Gartner Data & Analytics Summit—insightsoftware, a global provider of reporting, analytics, and performance management solutions, today announced the expansion of its ...
JD Supra

FINRA Provides Guidance on Timing Requirements under Certain Broker-Dealer Financial, Operational and Reporting Rules in the Event of an Unexpected Close of Securities Markets ...

On December 31, 2024, the Financial Industry Regulatory Authority, Inc. (“FINRA”) issued Regulatory Notice 24-18 (“RN 24-18”) to provide updated guidance to members regarding Rules 15c3-1, 15c3-3 and ...
Tennessean

STT Security Highlights Role of Structured Reporting and Operational Intelligence in Private Security Operations in the United States

STT Security Services emphasizes the continuing importance of structured reporting systems and operational intelligence processes in addressing the demands of modern private security environments ...