An Arizona advisor who placed nearly all client assets in equity-linked notes has been barred from the industry for at least three years and will pay $1.6 million in disgorgement and penalties, the ...

"More people are paying attention to credit risk than before, so it is true that the subset of investors that are being particularly prudent has increased," says Alberto Cherubini, head of exotic ...

SCG Asset Management, an asset manager based in Nashville, Tenn., is relaunching a fund it took over last year, but is now using a new strategy for the product, one that creates a diversified ...

Structured Notes and Buffer funds are sleep-well-at-night products designed to protect investors from market drops. Brokers and nervous investors love them, despite their complexity and fees. Talk to ...

Structured notes are hybrid instruments that combine a bond component with an embedded derivative component, offering unique risk management and portfolio construction options. Structured notes are ...

11 Mar 2024 (Johannesburg Stock Exchange) Investec Bank Limited has announced the expiry of its Equity Linked Note (ELN) under the JSE code IBLIIJ, tied to the MSCI World Net Total Return USD Index.

Alternative Strategies Income Fund (LTAFX, LTIFX) seeks consistent income generation across market cycles. NASHVILLE, Tenn.--(BUSINESS WIRE)--SCG Asset Management LLC (“SCG”), a seasoned provider of ...